-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M3zLYFIg1pr8JLF+MP0HqzYmw8o4+63yxR/hRVkRb71LbBixiTAmFtI88WWXAjIv qOV5ZkBQ9NDicde0OrDxEA== 0000914260-01-000021.txt : 20010214 0000914260-01-000021.hdr.sgml : 20010214 ACCESSION NUMBER: 0000914260-01-000021 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ASTRO MED INC /NEW/ CENTRAL INDEX KEY: 0000008146 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 050318215 STATE OF INCORPORATION: RI FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-32751 FILM NUMBER: 1537337 BUSINESS ADDRESS: STREET 1: 600 E GREENWICH AVE CITY: WEST WARWICK STATE: RI ZIP: 02893 BUSINESS PHONE: 4018284000 MAIL ADDRESS: STREET 1: 600 E GREENWICH AVENUE CITY: WEST WARWICK STATE: RI ZIP: 02893 FORMER COMPANY: FORMER CONFORMED NAME: ATLAN TOL INDUSTRIES INC DATE OF NAME CHANGE: 19850220 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ONDIS ALBERT W CENTRAL INDEX KEY: 0001055547 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 600 E. GREENWICH AVENUE CITY: WEST WARWICK STATE: RI ZIP: 02893 BUSINESS PHONE: 4018284000 MAIL ADDRESS: STREET 1: 600 E. GREENWICH AVENUE CITY: WEST WARWICK STATE: RI ZIP: 02893 SC 13G 1 0001.txt SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Amendment No. 2) Under the Securities Exchange Act of 1934 ASTRO-MED, INC. -------------------- (Name of Issuer) Common Stock, $.05 par value ------------------------------------- (Title of Class of Securities) 04638F10 -------------------- (CUSIP Number) December 31, 2000 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (A fee is not being paid with this statement.) 1) Name of Reporting Person. Albert W. Ondis 2) Check the Appropriate box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] 3) SEC Use Only...................................... 4) Citizenship or Place of Organization. United States Number of (5) Sole Voting Power: 1,296,758 Shares Bene- ficially (6) Shared Voting Power: 2,391 Owned By Each Report- (7) Sole Dispositive Power: 1,296,758 ing Person With (8) Shared Dispositive Power: 2,391 9) Aggregate Amount Beneficially Owned by Each Reporting Person. 1,299,149 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions). 76,821 shares held in the Albert W. Ondis Irrevocable Trust, Jacques V. Hopkins Trustee 11) Percent of Class Represented by Amount in Row 9. 29.7% 12) Type of Reporting Person (See Instructions). IN Item 1(a). Name of Issuer. --------------- Astro-Med, Inc. (ALOT) Item 1(b). Address of Issuer's Principal Executive Offices. ------------------------------------------------ 600 East Greenwich Avenue, West Warwick, RI 02893 Item 2(a). Name of Person Filing. ---------------------- Albert W. Ondis Item 2(b). Address of Principal Business Office. ------------------------------------- Astro-Med Industrial Park, 800 East Greenwich Avenue, West Warwick, RI 02893 Item 2(c). Citizenship. ------------ United States Item 2(d). Title of Class of Securities. ----------------------------- Common Stock, $.05 par value Item 2(e). CUSIP Number. ------------- 04638F10 Item 3. Not applicable. Item 4. Ownership. ---------- (a) Amount Beneficially Owned. -------------------------- 1,029,887 shares are held directly 150,000 shares held subject to exercisable options 2,391 shares held indirectly under employee stock ownership plan 116,871 held as Trustee of trusts of which Mr. Ondis' children are beneficiaries Mr. Ondis, pursuant to Rule 13d-4, hereby expressly disclaims beneficial ownership of 76,821 shares held in the Albert W. Ondis Irrevocable Trust, Jacques V. Hopkins Trustee. (b) Percent of Class. ------------------ The shares of Common Stock beneficially owned by Mr. Ondis represent 29.7% of the issued and outstanding common stock (assuming exercise of exercisable options). (c) Number of shares of Common Stock as to which Mr. Ondis has: (i) sole power to vote or to direct the vote: 1,296,758 (ii) shared power to vote or to direct the vote: 2,391 (iii) sole power to dispose or to direct the disposition of: 1,296,758 (iv) shared power to dispose or to direct the disposition of: 2,391 Item 5. Ownership of Five Percent or Less of a Class. --------------------------------------------- Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person. ---------------------------------------------------------------- Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. ----------------------------------------------------------------------- Not applicable. Item 8. Identification and Classification of Members of the Group. ---------------------------------------------------------- Not applicable. Item 9. Notice of Dissolution of Group. ------------------------------- Not applicable. Item 10. Certification. -------------- Not applicable. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 13, 2001 /s/ Albert W. Ondis ----------------------------------- Albert W. Ondis -----END PRIVACY-ENHANCED MESSAGE-----